Office. In providing services under the first paragraph, the online branch office is not allowed to give an advice concerning securities investment to customer. The securities company shall arrange to have
online branch office is not allowed to give an advice concerning securities investment to customer. The securities company shall arrange to have a clearly statement that the securities company is not
the notification of the Office. In providing services under the first paragraph, the online branch office is not allowed to give an advice concerning derivatives contract or suitability of trading in
electronic equipment; (4) undertake any other necessary duties as prescribed by the notification of the Office. In providing services under the first paragraph, the online branch office is not allowed to give
the format provided on the SEC website. 1.8 Auditor An authorised auditor under the Hong Kong Law who is allowed to audit and affix signature to express an opinion on the audited financial statements of
ใตอ้ตัราส่วนการลงทุนที1กาํหนดเพื1อเป็นการจาํกดัความเสี1ยงดา้น สภาพคล่อง II. การปรับปรุงหลกัเกณฑ์อตัราส่วนการลงทุน (1) ในการพิจารณาการใช ้rating กรณีตราสารหรือผูอ้อกที1มี rating จาก Credit Rating Agency (“CRA
” means the Thai Bond Market Association licensed by and registered with the SEC Office; The terms, “credit rating”, “registration statement”, “listed company”, “parent company” “subsidiary”, “associate
ท่ีครบกําหนดอายุ ผูแทนผูถือหุนกู มากกวา 5 ป คําเตือนท่ีสําคัญ 1 – 5 ป นอยกวา 1 ป AAA - AA A - BBB non-investment grade unrated Credit rating ลักษณะพเิศษและความเสี่ยงท่ีสําคัญของตราสาร ความเส่ี
; (ค) Fitch Ratings (ง) Rating and Investment Information, Inc. (จ)[1] Japan Credit