The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and
provide investment advisory services; 4) process and operations of the business operator, such as, reporting of investment results, adjustment process, investment strategy by presenting information for a
guarantee, loan, hire purchase or leasing of equipment, (4) give advice or provide services related to CDM projects and (5) be a joint operator of CDM projects. Investment in carbon credit fund, however, is
Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated 18 January 2012, which is deemed a prohibited characteristic of capital market business personnel under Clause 6(1) of
2563 เพื่อแสดงความร่วมมือในการส่งเสริมและสนับสนุนโครงการ จากนั้น CMDF ได้จัดตั้ง “บริษัท ซีเอ็มดีเอฟ โครงสร้างพื้นฐานทางดิจิทัล จำกัด” เพื่อเป็นผู้พัฒนาและให้บริการระบบโครงสร้างพื้นฐาน (main operator
trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
Personnel of Business Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore has suspended Theera for six months. Due to his approval status
Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duties of Analyzing Investment and Giving
Securities and Exchange Commission No. SorThor. 2/2569 Re: Consideration for Approval of Person to be Major Shareholder of Business Operator, dated 26 February 2026. Effective 4 March 2026.4. The Notification
clients’ trading order information, which could potentially be used for the benefit of the operator itself or its related persons; (2) Revising the financial reporting standards applicable to