local securities company would be required to notify the foreign client not to accept purchase orders, transfers or exchanges of securities that would result in Thai investors holding more NVDR securities
additional rules regarding ICO advertisements. Essentially, such advertisements must refrain from enticing or pressuring investors into uncareful investment decisions. Moreover, they must not imply guaranteed
client, the local securities company would be required to notify the foreign client not to accept purchase orders, transfers or exchanges of securities that would result in Thai investors holding more NVDR
Digital Asset Services Which Is Not Considered an Undertaking of Digital Asset Business That Requires a License, dated 1 August 2024: https://publish.sec.or.th/nrs/10294s.pdf
Exchange Act B.E. 2535 (1992) (SEA) and the imposition of the statute of limitations for criminal cases on civil lawsuits in order to enforce civil sanctions under Section 317/13 of the SEA are not contrary
untrustworthy characteristics as director and executive of securities issuing company and listed company. As a result, they are not allowed to hold the positions of director and executive of any company whose
Filing fee is waived and the cooling off period is 14 days. In addition, Financial Advisor (FA), who must not be the Rehabilitation Plan Administrator, is required to cooperate with the issuer of the
not regulated by the SEC, please go to Investor Alert via this link: https://market.sec.or.th/public/idisc/th/InvestorAlert.To report tips on suspicious activities, please contact the SEC Complaint
operators, as they may not be protected by the governing laws and may fall victim to frauds and scams. The list of SEC licensed and approved business operators and personnel can be checked at www.sec.or.th
September 2024. In the interview, he stated that he and his family had never pledged or used THG shares they held as collateral for loans, either inside or outside the market, as they did not dare to do so