seek shareholders? approval for the acquisition with at least 3/4 of shareholders attending the meeting and eligible to exercise voting rights.JD Partners Co., Ltd., the IFA, indicates that WAVE?s
Bangkok, April 29, 2011 ? The SEC has filed another criminal complaint against Wichai Chaisathaporn, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of
Bangkok, April 29, 2011 - The SEC has filed another criminal complaint against {A}, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of Special Investigation
Bangkok, March 2, 2016 ? The SEC has filed two criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against 11 offenders on account of operating
within ASEAN capital markets. Issuers offering equity and plain debt securities in multiple jurisdictions within ASEAN will only need to comply with one single set of disclosure standards for prospectuses
, 2013.With a referral on the {A} case from the Stock Exchange of Thailand, the SEC probed into the case and found that {A}, then Senior Vice President Retail Sales 1 of Siam City Securities Co., Ltd., had
buying orders for additional securities. {A}, however, made decision to buy and sell securities in the client account. She also sold securities in such account with a total value of more than 900,000 baht
duties with honesty by disguising that trading decisions were made by client; and seeking benefits during performance of duties. Following the complaint lodged by client of KT ZIMICO Securities Company
Bangkok, January 25, 2011 - The SEC has suspended four investor contacts for using clients? accounts to trade securities for other persons, interfering with clients assets, and failing to use
day.The SEC had continually coordinated with the SET and TFEX to keep abreast of the volatility of shares and commodity prices on that day. Once such incident occurred, the SEC coordinated with the SET and