management of the clients’ assets within sixty days as from the date when the intermediary becomes under receivership by court order. Upon completion of proceedings as prescribed in this Notification, the SEC
the Securities and Exchange Commission. Clause 3 . The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the
Securities and Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status
Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status and business
result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents except for the case that the system for inspection and
consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents except for the case that the system for inspection and further consideration are
notify, the result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents except for the case that the system for
matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in advance. Clause 9. In
company shall report such matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in
Notification concerning the Acquisition and Disposal to the shareholders of the Company within 21 days from the date that the Company disclosed the transaction to the SET. 4. Details of the assets disposed of