compliance with the Securities and Exchange Act B.E. 2535 (1992) and the Public Limited Companies Act B.E. 2535 (1992). These laws mandate the duty performance with responsibility, due care, and integrity as

The Securities and Exchange Commission (SEC), with the reports from the Krungthai Bank PLC and the SEC’s further investigation, found that in November 2021 Saowarat had misappropriated her client

Following the referrals from the Stock Exchange of Thailand (SET) in 2018 – 2019 and the SEC’s further investigation, it was found that the 17 offenders were connected through personal relationships

liable to the offenses under the Securities and Exchange Act B.E. 2535 (1992)(SEA), as summarized below:   1. Concealing material facts regarding the interim dividend payment before the IPO, which should

comply with the status maintenance rules from issuing securities of all types for sale to investors and the public under the Securities and Exchange Act B.E. 2535 (1992) unless a waiver is granted by the

การนี้ ก.ล.ต. ได้ร่วมแสดงความยินดีต่อหน่วยงานกำกับดูแลตลาดทุนของประเทศกัมพูชา (The Securities and Exchange Regulator of Cambodia) ที่จะดำรงตำแหน่งประธาน ACMF และเป็นเจ้าภาพในการจัดประชุม ACMF ในช่วงปี

regulations on private placement by SMEs is available at https://www.sec.or.th/TH/Pages/LawandRegulations/SME-PP.aspx.     ______________________ Notes:*- Notification of the Securities and Exchange Commission

of the Securities and Exchange Commission No. Kor Jor. 18/2551 Re: Exemption of Filing of Registration Statement for Securities Offering: http://capital.sec.or.th/webapp/nrs/data/5364s.pdf

the disruption of the bond markets, mutual funds, and eventually the overall financial markets and economy at large. The Ministry of Finance, the Securities and Exchange Commission, and the Bank of

of the said order, EARTH was deemed to have concealed material facts which should have been stated to investors.    On 7 February 2019, EARTH disclosed via the Stock Exchange of Thailand (SET) the