failure to comply with, Section 26 and is liable to criminal sanction under Section 66 of the Digital Asset Businesses Emergency Decree, i.e., imprisonment for a term of two to five years and a fine of

Section 289 of the SEA, namely imprisonment for a term of 2 to 5 years and a fine from 200,000 to 500,000 baht, and a further fine not exceeding 10,000 baht for every day during which the contravention

SEC has been supporting Thai firms in issuing Green Bond, Social Bond and Sustainability Bond. Over the past few years, international capital markets have developed SLB, a sustainable finance product

return rate and the investment term were written on the cover of the client's fund book. The SEC has therefore suspended approval for {B} as a securities investment consultant for a period of two years

or executive of any securities issuing company or listed company* for two years.      ________________________________ * Pursuant to the Notification of the Securities and Exchange Commission No

two previous years. Participants will be incubated with advice in technology and fintech startups from teams of successful and experienced experts, while being educated the related supervision. This

and provide data for systemic risk management. The data must be kept for at least five years from the transaction date;              2. A derivatives broker may become a debtor by judgment or a

literacy, while ensuring investor protection. These efforts aim to build financial resilience and financial well-being for the people, especially during their retirement years, in line with the WIW 2023

Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., imprisonment for up to two years or a

rules on capital market personnel*. As a result, the SEC has revoked her approval as capital market investor consultant for 10 years, starting from June 8, 2016. SEC Deputy Secretary-General Tipsuda