failed to inform a client of material information that was likely to affect investor's interests.Following the SCB report, the SEC probed into the case and found that a client wanted to sell investment

client during the performance of duties.   From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that {A} submitted securities trading orders before notifying a

, at 740 million baht. The payment will partially be made by means of share swap where AJP will issue new shares at the price of 8 baht per share. The Audit Committee viewed that despite the proposed

) Plc., committed dishonest acts during 2006-2008. She deceived a foreign investor into affixing his signature on a blank securities withdrawal/transfer form, claiming that the client could not receive

based on reasonable evidence indicating that the said persons  agreed or conspired with former executives of a securities company in using their own trading accounts or other persons? to manipulate the

Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these

The program focused on enhancing knowledge and understanding of investment promotion measures that support community and social development, including incentives offered by the BOI—an essential

The Board of Directors of FVC resolved to propose that the shareholders’ meeting scheduled for 30 April 2026 consider and approve the disposal of 159,225,200 ordinary shares of KTMS, representing

price of RPCG Public Company (RPC) by placing trading securities in such a way that misleads other persons regarding the price or volume of RPC stocks trading. 27/02/2026 referred the case to a state

Appeal Court overturned the judgment of the Court of First Instance on November 24, 2006 that dismissed the case. The Court sentenced the accused to five year imprisonment for entering into gas tank