established under following Notifications: (1) Notification of the Securities and Exchange Commission on Rules, Conditions and Procedures on Establishment and Management of Property Fund to Solve the Problem in
on Rules, Conditions and Procedures on Establishment and Management of Property Fund to Solve the Problem in https://publish.sec.or.th/nrs/4003pe.doc Readers should be aware that only the original Thai
. 2559 (2016), allows for civil sanctions to be imposed for criminal offenses under this Act. Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages
have been received from committing the offenses shall be remitted to the Ministry of Finance as public revenue.Remark: Details of civil sanctions and associated procedures are available at: https
://publish.sec.or.th/nrs/10041s.pdf); (5) Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 35/2566 Re: Rules and Procedures for Preparation of Factsheets (No. 2) (https
Securities and Exchange Commission No. Kor Thor. 1/2567 Re: Rules, Conditions and Procedures for Undertaking of Digital Asset Businesses (No. 21) dated 2 January 2024: https://publish.sec.or.th/nrs/10050s.pdf
procedures as directed by the SEC to rectify the situation; (5) Amendments to other relevant rules and net capital reporting forms which include:(a) Use of insurance policies or similar type of clients
imposed on the offenders. Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx
operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and