with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the
with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the
with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems
report) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of Capital Market Supervisory Board, due to his failure to order or act in
financial statements for Q1/2024 through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of Capital Market Supervisory Board, due to his failure to
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
Company breached the debt repayment agreement for the crowdfunding debentures, which were due on November 30, 2023 and December 30, 2023 to the SEC Office within the period specified by the SEC Office
agreement for the crowdfunding debentures, which were due on November 24, 2023, to the SEC Office within the period specified by the SEC Office Notification, on one occasion. This case is in the process of
debt repayment agreement for the crowdfunding debentures, which were due on November 3, 2023 and November 17, 2023 to the SEC Office within the period specified by the SEC Office Notification, on two
agreement for the crowdfunding debentures, which were due on January 25, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. This case is in the process of