investment in capital market products denominated in foreign currency in the following matters: (1) General Provisions related to Providing Services shall be as set out in Chapter 1; (2) Specific Provisions
Bangkok, October 12, 2011 - On September 26, 2011, the Stock Exchange of Thailand (SET)?s overall trading system was temporarily halted at 14.36 hrs. before the SET Index dropped by 10 percent. SET?s
Bangkok, July 19, 2012 ? Joint effort of the SEC and the Stock Exchange of Thailand (SET) eventually succeed as exemption of capital gain tax from the sale of securities in the capital markets
supervision of securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best
Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of
Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of securities
กรณีเหตุการณ์ระบบซื้อขายของตลาดหลักทรัพย์แห่งประเทศไทย ("SET") หยุดการซื้อขายหลักทรัพย์จดทะเบียนในตลาดหลักทรัพย์ทั้งหมดเป็นการชั่วคราว เมื่อเวลา 14.36 น. ของวันที่ 26 กันยายน 2554 ก่อนที่ดัชนีราคา
://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2561.pdf English (United States) CMSB waratchya affairs, strategies; and currently overseeing policy and supervision of intermediaries, asset management
as disastrous results of creative accounting practices employed by listed companies in foreign countries (ex. Enron and Worldcom) led to an overhaul in auditor supervision where we witnessed a shift
The Ministry of Finance (MOF), the Securities and Exchange Commission (SEC), the Association of Investment Management Companies (AIMC), and the Stock Exchange of Thailand (SET) jointly announced a