process as necessary. In case where the period of time as specified in the second paragraph expires but the Office has not yet notified or made any orders to securities company. It shall be deemed that the
shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the personnel in charge of operations under Clause 6(2) and of the
modification to the business continuity plan, the securities company shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the
second paragraph of Section 25 and the notification of the Capital Market Supervisory Board concerning prohibited characteristics of major shareholders of derivatives business operator, and in the case
characteristics pursuant to the second paragraph of Section 25 and the notification of the Capital Market Supervisory Board concerning prohibited characteristics of major shareholders of derivatives business
maintain its net capital at the end of any business day as specified in the first paragraph. The calculation of net capital [and net capital ratio] under the first and second paragraph shall be in accordance
capital [and net capital ratio] under the first and second paragraph shall be in accordance with the Notification of the SEC Office. 4the law on derivatives means The Derivatives Act B.E. 2546 (2001). 5
securities company shall maintain its net capital at the end of any business day as specified in the first paragraph. The calculation of net capital [and net capital ratio] under the first and second paragraph