สินทรัพย์ Asset Management : Unlicensed securities and derivatives business (Disclosure Date : 18/03/2024) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0425&CaseYY=2567 <
disclosure of information, as detailed in Chapter 6; (6) business continuity management and security of information technology systems, as detailed in Chapter 7; (7) outsourcing of services, as detailed in
Chapter 3; (3) management of tiered participation arrangements in securities clearing houses and central securities depositories, as detailed in Chapter 4; (4) management and disclosure of information, as
to the preparation, management and disclosure of information for the overall benefit of shareholders of the company in which he is or has been a director or executive, or in his acting as advisor for
managers and relevant employees of such issuance or amendment. Chapter 2 Information Disclosure __________________ Clause 6 In cases where an investment management company is obligated to disclose any
, Obligors, Underwriters, and Arrangers; Governance, Risk Management, and Employee Training; and Disclosure and Communication with Market Participants. TERMS For the purposes of the IOSCO CRA Code:5 under
Interest; CRA Responsibilities to the Investing Public, Rated Entities, Obligors, Underwriters, and Arrangers; Governance, Risk Management, and Employee Training; and Disclosure and Communication with Market
the model in each accounting period. In addition, it establishes the hedge accounting principle to align with the risk management strategy and establishes the disclosure requirement on financial
category for the second consecutive year from RobecoSAM, a world-renowned investment specialist A score of B which is within the management band from 2018 Carbon Disclosure Project (CDP) for the second
Disclosure of Information on the Establishment and Management of the Fund ______________ Clause 22/1 Upon the submission of the application to establish the fund and the relevant supporting documents under