this Ministerial Regulation, shall comply with the rules, conditions and procedures specified in the notification of the SEC by virtue of this Ministerial Regulation. 13 in accordance with the
Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that derivatives broker limited to gold
paragraph, the Securities and Exchange Commission may revoke its license thereof. Chapter 4 Transitional Provisions and Effective Date of this Notifications _________________ Clause 9 It shall be deemed that
effective date of this Notification in accordance with such Notification. Clause 6. This Notification shall come into force from 1 January 2004. Notified on this 26th day of December 2003. · Signature – (Mr
November 2001 shall be required to prepare and file the reports for such transactions done prior to the effective date of this Notification in accordance with such Notification. Clause 6. This Notification
2001 shall be required to prepare and file the reports for such transactions done prior to the effective date of this Notification in accordance with such Notification. Clause 6. This Notification shall
having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective date of this notification, shall continue to engage
date of this notification, shall continue to engage service with the same service provider and the same scope of service and shall be required to comply with the notification of the office which was