rates would apply. The new annual fee scheme is expected for launch next year. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit
and foreign stock index to be DW additional underlyings to increase investors? choices. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to
at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-4675 or email: chortip@sec.or.th or ajaree@sec.or.th.The public
available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6099 or email: preeporn@sec.or.th.The public hearing ends on
suitable for timely redemption upon clients? demands.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or
Bangkok, March 27, 2012 ? The SEC is seeking public comments on a draft regulation requiring underwriter to develop suitability test for the sale of shares and debt securities. Suitability test will provide underwriter (securities company and bank with securities underwriting license) with the information on client?s risk appetite, thus, allow giving of advices or offering of products suitable for client. Comments and suggestions on the matter are welcome until March 30, 2012. The proposed regul...
Bangkok, April 20,2012 - The SEC will allow offer for sale of ASEAN Collective Investment Scheme ("ASEAN CIS") to non-retail investor in Thailand within first half of 2012. This is under the Implementation Plan for ASEAN Capital Markets Integration in 2015 aiming at facilitating cross-border securities offerings in the region, strengthening potential of ASEAN capital markets and providing more alternatives to non-retail investor in Thailand. In addition, offer for sale of ASEAN CIS to retail i...
Bangkok, April 18, 2012 - The SEC is seeking public comments on revision of ESOP regulation to cover life-insurance agent with a view to supporting life-insurance company?s human resource management and motivation of employee owner in the company. Under the proposed regulation, life-insurance agent entitled to participate in ESOP must have qualifications specified by the Office of Insurance Commission (OIC) as well as register with and obtain license from OIC. To prevent avoidance of regulation...
56-1 and Form 69-1 are expected to become effective for the financial periods ending 31 October 2017 and 1 April 2018, respectively.The consultation paper is available at www.sec.or.th/hearing