case that any party claims to be an intermediary, either as digital asset exchange, broker or dealer, SEC suggests that investors should verify their legitimacy via the list provided on the SEC
operator.SEC is therefore considering excluding a business operator promulgating research analysis in the ten ASEAN countries from applying for investment advisor license provided that significant conditions
companies of less than the current threshold of 99%, provided that prescribed conditions are met. Moreover, additional mechanisms to protect REIT rights must be in place, for example, disclosing reasons for
provided services or presented itself to the public that it was ready to provide the digital asset exchange service in the ordinary course of business outside the digital asset exchange. Additionally
provisions, digital asset business operators who had provided custody of clients’ assets prior to the effective date of the regulations are required to fully comply within six months as from the effective date
retirees, debt management as well as awareness on financial crimes. Furthermore, advice on running business for those in need for more revenue will be provided while information on volunteer jobs will also
provided by the Monetary Authority of Singapore (MAS) and Securities and Futures Commission, Hong Kong (SFC) in gathering relevant facts and evidence which consequently help the SEC to pursue legal action on
law having measures for investor protection comparable to those provided under the SEA. Furthermore, penal provisions will also be amended to punish those committed offences under the SEA overseas but
issuing branches must be provided to better reflect credit risk.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on
, the CMSB approved underwriters to provide service in foreign currency denominated securities, the service of which has previously been provided by brokers and dealers.?With a view to enabling investor