report at the head office for the period of no less than five years as from the last date of that calendar year for inspection by the Office. Clause 14. In the case where there is such error with the
hours and not on premises of the head office or branch office, as the case may be, for every calendar year and shall keep the report at the head office for the period of no less than five years as from
objection within five business days from the date when it received such advertisement, it shall be deemed that the securities company has been granted an approval from the Office to make such advertisement
the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five business days from the date when it received such advertisement
trading, derivatives trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office
trading, derivatives trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office
the period as prescribed by the Office, but not exceeding five years prior to the date the branch office starts its operation; (4) not being ordered by the Capital Market Supervisory Board or the Office
, securities trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office starts its
, securities trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office starts its
five years prior to the date the branch office starts its operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its