Foreign ETF deemed as Securities not Subject to Provisions on Public Offering of Securities 24/12/2010 16/01/2011 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12
- fall within the disclosure requirements under the Notifications of the Capital Market Supervisory Board No. TorJor 20/2551 re: Rules on Entering into Material Transactions Deemed as Acquisition or
acquisition of such assets pursuant to the Notification of Capital Market Supervisory Board No. Tor. Jor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Infrastructure Fund _____________________ Clause 6. Person with the following qualifications shall be deemed to have been approved by the SEC Office as manager of infrastructure fund: (1) being a person whose name
the issuing company files a registration statement and draft prospectus for an offer for sale of warrants and underlying shares together with the application form, it shall be deemed that the company
under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this Notification to make adjustment of provisions accordingly.
matters. Clause 5 It shall be deemed that the Office of the Auditor General has been approved by the SEC Office to audit and affix signature in giving opinions on the audit of businesses under Clause 3
case my application is incomplete and the SEC Office has already informed such incompleteness by e-mail, it is deemed that I entirely assent to such informed incompleteness as well as the period of time
Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment