) in conjunction with Section 244 (4). All three are liable to the penalties under Sections 296 and 296/2 of the SEA.  The Civil Sanction Committee has resolved to authorize SEC to initiate civil

(1992) and Section 317/4 (1) of the Securities and Exchange Act (No. 5) B.E. 2559 (2016).  The Civil Sanction Committee has resolved for the SEC to impose civil sanction on all offenders in the form of

The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on 14 offenders* for manipulating share prices of the SCI Electric Public Company Limited (SCI), the Global

Bangkok, June 20, 2012 ? The SEC Capital Market Supervisory Board resolved to amend regulations on the public offering of newly issued shares by public limited company that its major business is

resolved to approve addition agenda of  EGM;- Clarification of POLAR board of directors concerning capital increases in 2014-2015;- Details, appropriateness, and criteria and method of the selection of four

Bangkok, February 1, 2013 ? According to the news coverage, the Department of Special Investigation (DSI) on January 2, 2013 announced that the Special Investigation Working Team resolved to press

Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to

Shares Offering Transaction is considered as an offering of newly issued shares to specific persons with a specific offering price determined by the resolution of a shareholders’ meeting pursuant to the

as methods and conditions for information disclosure shall be determined by the derivatives clearing house, with approval of the Capital Market Supervisory Board. 10 Chapter 7 Business Continuity

Thailand Since the Board of Directors of Filter Vision Public Company Limited (“the Company” or “FVC”) dated December 14, 2017 resolved to approve the signing of Hi Healthcare Center Co., Ltd. (“HHC”), which