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This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11597

SEC and Custodian Club discuss ways to elevate efficiency of post-trade services and custodial roles under draft amendments to PVD Act

Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10424

SEC urges MORE shareholders to exercise voting rights on capital increase viewed by IFA to have insufficient disclosure and dilution effect

Bangkok, 20 February 2024 – The Securities and Exchange Commission (SEC) urges the shareholders of More Return Public Company Limited (MORE) to study information, attend the upcoming extraordinary

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10580

SEC orders OTO to clarify its private placement of capital shares and acquisition of assets, urging shareholders to exercise voting rights at the upcoming extraordinary general shareholders’ meeting

OTO will convene the EGM on 19 February 2024 to propose for the shareholders’ consideration the offering for sale of capital shares, through PP, in the amount of 1.2 billion shares at the price of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11172

SEC collaborates with DPA and BOT to deliver financial and investment lectures to students and university staffs in Chiang Mai and Chiang Rai Provinces

Thailand (BOT) to deliver financial and investment lectures aimed at enhancing public understanding of deposit protection, financial risks awareness, and comprehensive financial planning. The lectures

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11188

SEC advises WORLD shareholders to exercise their voting right regarding the proposed offering for sale of ordinary shares of subsidiary to related party, deemed inappropriate by IFA

The SEC encourages WORLD shareholders to study information and exercise their voting right at the extraordinary shareholders’ meeting on 7 May 2024 in the case where WORLD will seek approval for a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10774

SEC strengthens measures to combat digital asset mule accounts, elevates blocking the misuse of foreign platforms for money laundering to reduce public harm

Bangkok, 8 April 2025 – At its meeting convened today, the Cabinet passed a resolution approving amendments to the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (Digital Asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11682

SEC and three partners co-launch an 18-month TouristDigiPay sandbox for foreign tourists to convert digital assets to Baht for spending in Thailand

The TouristDigiPay sandbox opens for DA business operators regulated by the SEC to collaborate with e-money service providers regulated by the Bank of Thailand (BOT) to offer services for foreign

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11966

SEC public hearing on proposed amendments to allow asset management companies more options for monetary compensation to mutual funds in case of incorrect pricing

Currently, the existing regulations regarding compensation for incorrect calculation of investment unit values require AMCs to compensate by reducing the number of units held by the buyers or the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11991

SEC instructs JKN and persons involved to further clarify the issue regarding the seeking of the Board of Directors meeting’s resolution to approve rehabiliation petition

On 20 November 2023, JKN submitted information through the SET Electronic Information System regarding an issue where certain board members did not receive the invitation to the Board of Directors

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10277