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SEC revises rules on custody of client assets

Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4395

SEC requires standardized factsheet for all types of public offering

Bangkok, November 16, 2011 ? The Capital Market Supervisory Board has approved a disclosure rule requiring issuers of all types of securities for public offering present a clear and concise factsheet

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4356

Regulations on approval of investor contact to be revised

Bangkok, November 2, 2011 - The Capital Market Supervisory Board approved revision on regulations on approval of personnel of capital market business operator in response to business practice and to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4544

Public hearing on the regulations of debt securities

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=570

SEC Thailand’s Public Hearing on Extending Scope of Regulatory Sandbox

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=601

Amendment to regulations of debt securities to enhance investor protection

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=605

SEC Thailand’s Public hearing on the amendment of rules and regulations that govern the issuance of Depository Receipts (DR) on the selecting system of global custodian of the DR issuer

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=790

SEC Thailand’s public hearing on proposed amendment and draft regulation on qualification of authorized director and manager of digital asset operators including the composition of board of

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=820

Notification of Capital Market Supervisory Board TorChor 2/2552