.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that

Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's

financial statements for the year 2013 and the annual registration statement for the year 2013 (Form 56-1) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification

statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 2, 2020,The Criminal Court

financial statements for Q2/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The Criminal Court sentenced the accused to pay a fine of Baht 40,000 and

Mr. Suraphong Triamchanchai Between 10 January 2014 to 2 March 2017 Mr. Suraphong Triamchanchai, the director and the managing director of Nippon Pack (Thailand) Public Company Limited (NPP) failed

Mr. Prompong Chaikul Mr. Prompong Chaikul, vice chairman of Stars Microelectronics [THAILAND] Public Company Limited [“SMT”], has changed their securities holding, that was purchased SMT shares on

Mr. Prachak Tangkaravakoon Mr. Prachak Tangkaravakoon, Chairman of TOA Paint [THAILAND] Public Company Limited [“TOA”], has the duty to prepare and disclose a report regarding his holding

Mrs. La-or Tangkaravakoon Mrs. La-or Tangkaravakoon, Vice Chairman of TOA Paint [THAILAND] Public Company Limited [“TOA”], has the duty to prepare and disclose a report regarding his holding

Mr. Yuta Komagome Mr. Yuta Komagome, a managing director of a digital asset exchange called GMO-Z.COM CRYPTONOMICS (THAILAND) Company Limited ("Z.COMEX"), has been responsible for the