clients through a member of SET (4) brokerage, dealing or underwriting of debt securities and sukuk. “SET” means the Stock Exchange of Thailand; “unit” means an investment unit of a mutual fund, certificate
Stock Exchange of Thailand Attachment: Management Discussion and Analysis ended 31 March 2020 As Golden Lime Public Company Limited (“the Company”) and its subsidiaries have submitted the Interim
arranging and keeping information, documents and evidentiary documentations relating to the intermediary ’s business. In this regard, such system shall serve accurately and thoroughly, including verification
keeping system of such assets, and internal control system to prevent the misuse of client’s assets; □ (3.2) System for preventing damages to client’s assets, as well as related information and documents
to separate client’s assets from custodian’s assets, safe keeping system of such assets, and internal control system to prevent the misuse of client’s assets; □ (3.2) System for preventing damages to
- ร่าง - 1 May 28, 2019 Subject Management Discussion and Analysis for the year ended 31st March 2019 To President of the Stock Exchange of Thailand Secretary of the Office of Securities and Exchange
hundred million baht for: a. securities dealing business; b. securities underwriting business; c. any other type of securities business with the following characteristics: 1. keeping the client’s assets in
/2549 Re: Preparation and Keeping of Information Relating to Derivatives Trading (Synopsis) 08/02/2006 16/02/2006 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road