that involves transfer of subscription money to personal bank accounts of investment consultants because such arrangement could be used as a channel for committing dishonest acts and it might lead to a
imprisonment for a term of five to ten years and a fine of THB 500,000 to THB 1 million. The SEC is also investigating other issues in connection with the fair value of assets and records of accounts, and if
savings in the fund, a 69.8% soar over year end 2010, which accounts for 4,889 million baht, or a surge of 96.3%. These figures showed a good sign as members paid attention to systematic long-term savings
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives
disseminating such information via www.tmbleasing.co.th to mislead investors that they can easily make profits from derivatives trading. This made numerous investors believed and decided to open trading accounts
company?s documents, reports and accounts. His actions were therefore also deemed in contravention of Section 312 of the SEA. In this case, the SEC also found that the company secretary at that time
documents, reports and accounts. His actions were therefore also deemed in contravention of Section 312 of the SEA. In this case, the SEC also found that the company secretary at that time responsible for
warrants through the trading accounts of several other persons with whom he had close relationship. In this regard, Kunnatee, Apilas and Kriangkai assisted him with his purchases and clearing transactions
securities have yet been covered by the securities companies? research reports. In addition, year-to-date amounts of securities trading accounts opened by new investors have increased significantly. As such