Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The
securities trading was made from the client and seeking benefits from client during performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the
securities trading orders is in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of
Committee (APRC) Meeting, the ASIFMA Annual Conference 2026, and the APRC Supervisory and Enforcement Directors’ Meeting, and also joined panel discussions at the EU–Asia Pacific Forum and the ASIC Symposium
และ APRC Supervisory and Enforcement Directors’ Meeting รวมทั้งร่วมเสวนาในเวที EU-Asia Pacific Forum และ ASIC Symposium โดยมีผู้บริหารระดับสูงของหน่วยงานกำกับดูแลและผู้นำจากภาคธุรกิจร่วมหารือและแลก
of the Capital Market Supervisory Board. The Criminal Court sentenced the accused to pay a total fine of Baht 418,500. Since the accused pleaded guilty, the Court reduced the fines by half, resulting
statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. On July 2, 2020,The Criminal Court
of the total number of voting rights of TIES within the period specified in the notification of the Capital Market Supervisory Board. He later filed the accurate reports (Form 246-2) to the SEC Office
voting rights of TIES within the period specified in the notification of the Capital Market Supervisory Board. She later filed the accurate report (Form 246-2) to the SEC Office on October 31, 2016. SEC
Supervisory Board after he acquired or disposed NOBLE shares between January 11, 2013 and September 4, 2014 so that the acquisition or disposal of such shares caused his aggregate holding of NOBLE shares held