relevant securities clearing house or central securities depository to amend, repeal, or revise its existing rules or regulations, or take any action as the Capital Market Supervisory Board deems appropriate
had taken action so that the persons possessing the prohibited characteristics under (1), (2) or (3) would evade the application of the rules under (1), (2) or (3) by the SEC Office against those
authorized by the Executive Committee and/or managing director to have the power to take any action in relation to Komchadluek Business and Trademark Acquisition, including the following actions. (a
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ผสานความร่วมมือกับ Asia Investor Group on Climate Change (AIGCC) จัดงานอบรมออนไลน์ในหัวข้อ “Developing a Climate Action Transition Plan
Kultangwatana, Director of the Sustainable Development Department, represented the SEC in a panel discussion on the topic "From Commitment to Action: Learning from Perspectives of Various Sectors.” She
(ก.ล.ต.) ในงานการประชุมภาคีการขับเคลื่อนการปฏิบัติงานด้านการเปลี่ยนแปลงสภาพภูมิอากาศของไทย (Thailand Climate Action Conference: TCAC) โดยมีนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วยเลขาธิการ ก.ล.ต. ให้การต้อนรับ ณ
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing
Bangkok, August 29, 2014 ? SEC supports commercial banks to emphasize on social responsibility and join Collective Action Coalition (CAC) by aiming to obtain the CAC certifications by 2015.Chalee
operating net loss of 1,179.10 million baht in comparison with the net loss of 30.80 million baht in the previous quarter.The aforesaid action was deemed as taking advantage over the others by using inside
perform and was the failure to deliver services http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 25/08/2022 assets and derivatives contracts related to digital assets trading between 25/08