from the overall operating results. Explanation and analysis of financial status as at 31 December 2019 The group’s assets increased by Baht 64 million, mainly due to the following reasons: • Trade and
from February 1, 2013.From the report in this matter, the SEC probed into the case and found that {A}, {B}, {C}, and {D}, had used client accounts to trade securities for themselves. They also borrowed
her approval and banned her re-entry into the industry for two years.Also reported by his employer Bualuang Securities PLC, the SEC probed into {B} case and found that {B} had been entrusted to trade
ในผลิตภณัฑใ์นตลาดทุน Advice + pass on to trade : การใหบ้ริการใหค้ าแนะน าการลงทุนในผลิตภณัฑใ์น ตลาดทุนและไดรั้บการแต่งตั้งเป็นตวัแทนในการอ านวยความสะดวกเพื่อรับส่งค าสั่งซ้ือขายหลกัทรัพย ์ หรือสัญญา
? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further
that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself
payment as ordered by the Settlement Committee. {A}'s acts were deemed as using client trading accounts to trade securities for herself and being the accomplice in share price manipulation scheme, in
found that he had been authorized to trade securities on behalf of the client. He had also used his client's account to trade securities for the benefit of himself with one day permission and credit line
Bangkok, January 25, 2011 - The SEC has suspended four investor contacts for using clients? accounts to trade securities for other persons, interfering with clients assets, and failing to use
due to the increase in both trade accounts receivable and inventory. The trade accounts receivable was increased by Baht 20 million from Baht 701 million in year-end 2016 to be Baht 721 million in Q2