life insurance; (c) any other financial institution as prescribed by the SEC Office; (3) “professional code of ethics” means: (a) professional code of ethics established by the Federation of Accounting

โมง สามารถดูรายช่ือสถาบนัจดัอบรมหลกัสูตร refresher ไดท่ี้ https://www.set.or.th/th/education-research/education/professional/training/public-training-provider 2. ด ารงสถานภาพ * เป็นผูจ้ดัการกองทุน (FM

, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard

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