paid-up capital to the extent that causes decrease in the shareholders’ equity in the financial statement, unless approval is given by Capital Market Supervisory Board. Clause 7 In the event that, prior
Securities and Exchange Commission No. SorThor.57/2544 Re: Report Forms of Securities Companies dated 28 November 2001 shall be required to prepare and file the reports for such transactions done prior to the
November 2001 shall be required to prepare and file the reports for such transactions done prior to the effective date of this Notification in accordance with such Notification. Clause 6. This Notification
2001 shall be required to prepare and file the reports for such transactions done prior to the effective date of this Notification in accordance with such Notification. Clause 6. This Notification shall
having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective date of this notification, shall continue to engage
from service provider. Clause 11. Securities company having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective
any person holding the position of branch manager or other equivalent position called otherwise prior to the date on which this Notification comes into force. Clause 8. This Notification shall come into
provision in Clause 3(1)(b) shall not apply to any person holding the position of branch manager or other equivalent position called otherwise prior to the date on which this Notification comes into force