knowledge, and experience related to derivatives trading for corroboration of the consideration of the application for opening of the account and giving advice for customer. Clause 20. Prior to opening of the
. Clause 14 A securities company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company
company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company. In this regard, the
to 63.6% (prior year: 58.2%). In view of the steady expansion of VGI as a whole, selling, general and administrative expenses (“SG&A”) increased by 25.2% YoY or THB 65mn from THB 257mn to THB 322mn
ratio to 44.5% from 39.6%. Overall Gross profit was up 13.5% YoY from THB 591mn to THB 670mn, while Gross profit margin decreased to 55.5% (prior year: 60.4%). In light of the ongoing expansion, selling
act has occurred for more than ten years prior to the submission date of the application, the SEC Office may, subject to its discretion, bypass the lack of qualifications or the possession of prohibited
information on any potential conflict of interest to the client adequately and appropriately\ prior to entering into such transaction. Clause 10 In the case where an intermediary has a reasonable ground to
, subclause (2) shall have the number of decimal digits as set forth in Clause 11, and approval of the mutual fund supervisor shall be obtained prior to announcement. Unless otherwise specified, mutual fund
listed securities to be deposited by a client as collateral for purchasing securities, or a client’s excessive assets held in a margin account in proportion to the purchasing value of any securities prior