to submit an application for approval as capital market business personnel for the applicant and notify the commencement and termination of duty performance, including renewal, of the approved
Department of Special Investigation (DSI) after finding indicates that this group of people traded shares of Karat Sanitaryware Plc. ("KARAT") by using information that Apichart obtained while performing duty
securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior
prior to the specified period will be subject to tax penalty. The client insisted on selling those units, reasoning that he did not claim LTF tax benefits from this portion. {A}, however, did not inform
Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri
the derivatives business operator itself, including a person who is a member of a committee which performs the duty of derivatives business management such as risk management committee, investment
towards the completeness and accuracy of such information in the case where we have the duty to submit information electronically to the SEC Office, or (2) the information has been submitted by us, as an
, and we assume the responsibility towards the completeness and accuracy of such information in the case where we have the duty to submit information electronically to the SEC Office, or (2) the
previous quarter. However, the company was still impacted by the COVID-19 epidemic. The price of crude and finished product remain at low level. As such, average price of Dubai crude in Q2/2020 was at 30.72
Pittayasophon, provided an update on the progress of the Strong Securities Issuers Project to enhance the quality of listed companies and the duty performance of personnel in the capital market, with the main