Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating
Consolidated Financial Statements the three-month and the six-month period ended 30 June 2020, which have been reviewed by the Company’s authorized auditor. The Company would like to clarify the operating
operating results of the Company and its subsidiary, please kindly find the following attachment. Please kindly be informed accordingly. Yours faithfully, Mr. Geza Emil Perlaki Managing Director For period
Ref: CEO 019/2018 9 November 2018 Subject: Clarification on First Quarter’s Operating Performance (3/2018) To : The Secretary of the Securities and Exchange Commission The company clarifies causes
guidelines for offering and operating digital assets businesses, at the SEC Office on 23 February 2024.
structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement
service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of inquiry by the
as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the
offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a license. This case is in the process of
Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license