cyber threat to ensure that clients’ digital assets under their custody are safe. Essentially, digital asset business operators are required to establish a cybersecurity system in accordance with the

wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant

on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without

program trading including the trading conditions. A key operating system compatible for the undertaking of private fund management must also be established to ensure that intermediaries will be able to

เรื่อง การยกเลิกหนังสือเวียนเกี่ยวกับมาตรการดำเนินการบันทึกคะแนนความผิด (point system)

Re: Operating System Relating to the Undertaking of Fund Management Business

Work System, Contact with Investors and General Business Operation of Trustees

Regulations on Offer for Sale of Securities through Electronic System or Network (No. 2)

/1146pe.doc Translation client’s asset , which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of client’s assets

client’s assets. Such system must at https://publish.sec.or.th/nrs/2831pe.doc Translation company, the company shall maintain either collateral or liquid asset or both with adequate value as prescribed by