, shall be deemed as a custodian approved by the Office and shall comply with this Notification. Clause 14. All the Notifications, orders and circular letters, under Clause 1, issued under or providing
) providing advice on investment or fund management by investor contact persons; (4) distribution of prospectus or other information in which the management company must disclose to investor; (5) other
redemption of investment units which shall comply with the rules on electronic trading of investment units; (3) providing advice on investment or fund management by investor contact persons; (4) distribution
the Office of the Securities and Exchange Commission No. SorKhor/Nor. 7/2551 Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of
Providing of Fund Management Services _____________ By virtue of Section 98(10) of the Securities and Exchange Commission Act B.E. 2535 (1992) and Section 139(4) of the Securities and Exchange Commission Act
Public Accountant License No. 5996 6. Resolved to approve in principle for the case of proposing the transaction of providing financial assistance for G Steel Public Company Limited (GSTEL), the major
Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section
and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) of the Securities and Exchange
. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September
. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the