investment advice and the clients' trade order instructions. He admitted that he had advised his clients and taken orders via mobile phone.{A}'s actions were deemed as taking trading orders from a person being
Perform Duty of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from performing duties of investment consultant for six months. Taking into
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
consultant.Thereafter, {D} told {F} and {G} to find a client to purchase the acquired PAO shares where {H}, another investment consultant, was brought into the picture. {H} then solicited and gave unprofessional advice
Analyst (Series 86/87) สำหรับการขอความเห็นชอบเป็นนักวิเคราะห์การลงทุนด้านหลักทรัพย์ (3)หลักสูตร Investment Advice Diploma ของ Chartered Institute for Securities and Investment เฉพาะรายวิชาที่
published in the Government Gazette dated August 23, 2019, effective November 21, 2019, stipulated that a debt collector or the person specified by the debtor as a debt collector is restricted to contacting
) CMSB_Pornchai Company Limited Director, Krungthai Asset Management Trainings Advanced Audit Committee Program, Institute of Directors Association (IOD) Electronic Government for CEO, Digital Government
management and corporate governance. In the past, the business sector was expected only to make their own profit, and the government was responsible for the public interest. Today, the business sector is
government. The independent financial advisor (IFA) viewed that the proposed transaction is not reasonable and the purchase price is higher than the fair value.APU is undertaking a temporary 6-20 MW power