Commission SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities Companies 20/07/2004 01/02/2005 2. Notification of the Office of the Securities and Exchange
32/2552 03/08/2009 01/09/2009 2. Notification of the Office of the Securities and Exchange Commission SorThor/Nor. 34/2547 Re: Operational Control and Information Technology Security of Securities
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange
cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange Commission No. KorThor. 7
of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational
The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials