244/3 and liable to the punishments under Section 296, Section 296/1 and 296/2 of the Securities and Exchange Act (No. 5) B.E. 2559 (2016) in conjunction with Section 86 of the Criminal Code. The Civil
notification and code of conduct established by a securities company to comply with this Notification as specified by the Office. Division 3 25 As amended by the Notification of the Securities and Exchange
. ------------------------------- Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments By virtue of
Bond Dealer and Underwriter Others (Securities Business) Derivatives Agents Derivatives Dealer Stock Exchange/Futures Exchange TSFC/IDB Approval and Qualifications Approval and Standards Practice Code of
Exchange Commission No. Kor Thor. 20/2563 Re: Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to