discipline, e.g., mutual funds requiring consistent and continual savings, (ii) mutual funds for particular investment objectives, e.g., mutual funds for child education, (iii) semi-mandatory mutual funds for
education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
emphasis on practical regulations beneficial to all parties, cooperation with private sector on investor education, development of corporate governance in substance by emphasizing roles and duties of company
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
Property to Ladprao Education Company Limited, the operator of Ladprao Bilingual School (“LBS”), and its parent company, L.P Holding Co., Ltd. at the selling price of Baht 191.50 million within 6 months
. "securities dealing" means a purchase, sale of exchange, outside the Securities Exchange or an over-the-counter centre, of securities, for one's own account in the normal course of business. "investment