shall come into force as from 1 April 2016. Chapter1 General Provisions _____________________________ Division 1 Regulatory Purpose _____________________________ Clause 2 Due to the undertaking of an
company established under Thai law and listed on the Stock Exchange of Thailand. “executive director” means a director holding the position of executive or acting as executive, including a director who has
regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor; “client” means user of an intermediary’s services; “Stock Exchange” means the Stock Exchange of Thailand
To celebrate International Women’s Day 2024 and its theme “Invest in Women: Accelerate Progress,” the Stock Exchange of Thailand (SET), the Securities and Exchange Commission of Thailand (SEC
In this Division, “ listed securities ” means securities which have been listed or approved to be traded on the Stock Exchange of Thailand. Clause 17 For the purpose of preventing or ceasing unfair
products, or capital market products traded on the Stock Exchange of Thailand or derivatives exchange, the intermediary may reduce details in methods and procedures of the communication and service providing
the forms prescribed herein: “depositary receipt” means a depositary receipt representing foreign securities; “foreign securities” means securities traded on the foreign stock exchange; “unit of foreign
Institution Business; “Exchange” means the Stock Exchange of Thailand; “registered debt securities” means the debt securities registered with the Thai Bond Market Association; “Thai Bond Market Association