Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
นายสุนทร บุญเนื่อง นายสุนทร บุญเนื่อง ในฐานะกรรมการของ Bill Trade Co.,Ltd. ซึ่งประกอบธุรกิจหลักทรัพย์ประเภทนายหน้าซื้อขายหลักทรัพย์โดยไม่ได้รับอนุญาต โดยเป็นผู้สั่งการหรือกระทำการของบริษัท จึงเข้า
Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
previous trade creditors of the Company. In this regard, on March 15, 2017, the Company received a letter from ACO I to confirm the amount of transferred debt as at February 28, 2017, of USD 226,331,648, or
memorandum and other documentation sent to shareholders of the Company is correct, complete, does not contain any false statement, concealment of material facts that are needed to be disclosed, nor statement
As SEC has made an amendment to Section 185 of the Securities and Exchange Act, effective 17 April, the amended Section stipulates that SET-member securities companies are able to trade listed
accounting periods. These actions caused the 2023 financial statements to understate JKN’s liabilities and assets. However, the trade creditors were subsequently recorded in 2024 to mislead stakeholders into