securities or the decision making on securities investment. This case is in the process of inquiry by the inquiry official. SEC Act S.240 (the fifth amendment) Criminal Complaint Filed with an Inquiry

- public information by virtue of his positions before such information became public on August 8, 2014. 24/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as

non- public information by Mr. Choedchu Sophonpanich, director and proxy for securities transaction of Wattanasophonpanich Co., Ltd, before such information became public on August 8, 2014. 16/06

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

Bangkok Insurance Public Company Limited On 7 November 2014, Bangkok Insurance Public Company Limited (BKI) sold 200,000 of Bangkok Life Assurance Public Company Limited (BLA) shares through its

Mr. Chai Sophonpanich On 7 November 2014, Mr.Chai Sophonpanich, authorized person of Bangkok Insurance Public Company Limited (BKI), ordered 200,000 of Bangkok Life Assurance Public Company Limited

> SEC Act (the fifth amendment) Section 241 Civil Action Dated 12/06/2017

months. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 21/07/2017

1,366,085.00 Baht The SEC has banned Mr. Thanasit from holding the position of director or executive at any issuing or listed companies for 1 year. SEC Act (before the fifth amendment) Section 241

Mr. Chitchai Theinkanjanawong On 11 and 14 January 2016, Mr. Chitchai Theinkanjanawong, a director of operation department of Big Camera Corporation Public Company Limited ("BIG") purchased