2 new investors in Pace Project One Co., Ltd. and Pace Project Three Co., Ltd., the Company engaged independent financial advisory firm to measure the fair values of investments in these 2
advice; (6) measure on prevention of conflict of interests provided by the investment advisory company; (7) procedure and source of information used in giving advice to the customer; (8) procedure and
measure to allow the intermediary to access the information related to the trading of capital market products by the employees and their connected persons. The employees under the first paragraph shall mean
measure to prevent their employees, including those entrusted by the company, from tipping off /disclose information concerning suspicious transaction or other reporting made to anti-money laundering
transactions. Clause 21. Securities company shall establish a proper measure to prevent their employees, including those entrusted by the company, from tipping off /disclose information concerning suspicious
securities company not to report certain transactions. Clause 21. Securities company shall establish a proper measure to prevent their employees, including those entrusted by the company, from tipping off
of inside information between units and personnel, internal control and risk management for operation of derivatives business in the category to be commenced including measure for controlling and
, leaking of inside information between units and personnel, internal control and risk management for operation of derivatives business in the category to be commenced including measure for controlling and
, leaking of inside information between units and personnel, internal control and risk management for operation of derivatives business in the category to be commenced including measure for controlling and
and unemployment problem as improve from the government measure, such as ameliorate cost of living. In particular, the adjustment to the minimum wage in past. As a result in the year 2018, the Group has