. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7. Derivatives broker shall
was at 4.6 times increased from 3.6 times at the end of 2019 while the Company considers it is within the appropriate range to appreciate leverage and maintaining acceptable credit rating. Return on
suits their investment objectives and investment risks are acceptable; (2) necessary warnings, considering the nature of the mutual fund that may significantly affect investment decisions, such as, if the
ensure security of information technology systems so that they meet standards acceptable to the SEC Office, or other standards accepted by the industry which also enable such objectives to be achieved
collective investment scheme shall have a duty to pay the fee for the submission of the registration statement according to the requirements and procedures specified in the Notification of the 11 Securities
assets of the Company, calculated from the reviewed interim consolidated financial statements of the Company for the six-month period ended June 30, 2018. The Company has a duty to disclose the information
Company has a duty to disclose the information memorandum regarding such transaction to the SET and appoint an independent financial advisor to provide opinions on the transaction as well as arrange to
regard, the SEC Office may grant a waiver if it is necessary and appropriate: (1) a person having duty according to this Notification would be able to submit the information or the documentation prepared
“fiduciary duty” พื้นฐานของการมี fiduciary duty นั้น โดยทั่วไปจะแบ่งได้เป็น 3 เรื่องหลัก ประการแรกจะคล้าย ๆ หน้าที่การเป็นพลเมืองดีคือต้องซื่อสัตย์สุจริต มีจรรยาบรรณ (duty of loyalty) เช่น ไม่ตัดสินใจหรือกระทำ