investigation, Sakkarin was found to have acted in the following manners:   (1)  Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio

bought. This reflects that the equity funds might have the return-chasing behavior, and potentially suppressing returns for individual investors. More information can be found here http://bit.ly

can be found at the ACMF website at www.theacmf.org.For media queries, please contact: Securities and Exchange Commission, Thailand1.  Ms. Julawadee WorasakyothinDirector of Strategy and International

entitled to seek the court's order to revoke the resolution found to be in contravention of the law or governing regulations;(3) Enhancing supervision over the SET in line with international standards

the deadline. Instead, the SEC instructed EARTH and its directors to submit the report and disclose the information thereof through the SET Information System urgently.In addition, the SEC found that

largest economy in Asia and the seventh largest in the world. More information on the ACMF and its initiatives can be found at the ACMF website www.theacmf.org.

or executives for a specified period.With the facts and evidence found following the case referral from the Stock Exchange of Thailand (SET) and the SEC ‘s investigation, it was presumed that Laksana

from an investor who is not a client of RHB and the SEC’s further investigation into the case, it was found that during June 2020 – May 2022, Phisit had solicited investors to open securities trading

Exchange of Thailand (SET) and the SEC?s further investigation, it was found that on 20 January 2014 Rapi, then managing director and major shareholder of RASA, reported to the SET that the company neither

Jakkrit, the SEC received a complaint from a client of Asia Wealth. After further investigation, it was found that he had solicited the client to purchase securities of a company not listed on the Stock