set out in the Taxonomy, and (3) Red tier: Activities that do not fall into Green or Amber tier. For Thailand, it is in the process of developing “Thailand Taxonomy Phase 2” by Working Group on
sanctions with the maximum applicable statutory penalties, which shall not be lower than the penalties specified by the CSC.In all cases, the civil fines and the compensations for the benefits received or
the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. In all cases, the civil monetary penalties and the compensations for the
with their financial objectives,” added SEC Secretary-General. Notes: * There is one AMC with LTF under management that has not established a new Thai ESGX. However, it has collaborated with other AMCs
sanctions, which must not be lower than those specified by the CSC. In all cases, civil penalties and compensation for the benefits received or would have been received from committing offenses shall be
debt restructuring that shall not be deemed an event of default under the terms and conditions (applicable to 11 bond series: EA257A, EA259A, EA261A, EA269A, EA279A, EA281A, EA289A, EA299A, EA301A
are expected to support investors in Thailand ESG Fund by allowing them to deduct their investment amounts for tax purposes, up to a maximum of 30 percent of assessable income, specifically not
not be lower than the penalties specified by the Civil Sanction Committee. In all cases, the civil penalties and the compensations at an equal amount received or should have been received from
with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall not be lower than the penalties specified by the Civil Sanction Committee. In all cases, the civil
businesses pose risks to client assets. Such operations require approval from the SEC Board, which the company has not obtained; and (4) Improving measures to prevent conflicts of interest and properly