official will perform an investigation before recommending the case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however, vested

operations as mandated by law. On 8 December 2023, the company notified that it still could not meet the fund requirements. Moreover, the SEC detected the company’s lack of personnel readiness and on 1

refuses to give consent to the sanctions, the SEC will submit the case to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be

appeared, we did not stay indifferent. We have confidence in the evidentiary documents that we have investigated to hold the wrongdoers accountable. Also, the SEC has collaborated further with the DSI and

in the Civil Court to seek an imposition of civil sanctions with the maximum applicable statutory penalties, which shall not be lower than the penalties specified by the CSC.In all cases, the civil

shall not be lower than those specified by the CSC. In all cases, the civil penalties and the compensations for the benefits received or should have been received from committing the offenses shall be

Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC in (1) and (2). In all cases, the civil penalties and the compensations for the

investors. Economic crimes in this sector not only cause direct harm to investors but also have broader implications for the country's overall economy. Over the past few years, several major cases have

Handbook in Thai version. The handbook will not only assist investment professionals in having a guidance for disclosing ESG information for investment products that are in line with the SEC regulations

the cases in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC.   In all