. Based on previous statistics of foreign investment, it is found that investment by Thai investors through securities companies is on the rise in line with SEC’s continuous relaxation of relevant rules and
2019, SEC found that non-investment grade bonds and unrated bonds take up 6 percent of all private bonds. The overall number of bond issuers had decreased in comparison to 2018, more than half of the
According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of
instruments of which the credit was not rated and found defects in consideration of important information or factors with respect to the issuer, and this affected its capability to repay the principal and
Nam. The ACMF is currently chaired by the State Securities Commission of Vietnam.More information on the ACMF and its initiatives can be found at the ACMF website at www.theacmf.org.For media queries
SEC investigated further and found that Mr. Konoshita ordered Group Lease Holding Co., Ltd. (GLH), a subsidiary of GL based in Singapore, to issue loans to several foreign companies.Evidence showed that
investigation, Sakkarin was found to have acted in the following manners: (1) Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio
bought. This reflects that the equity funds might have the return-chasing behavior, and potentially suppressing returns for individual investors. More information can be found here http://bit.ly
can be found at the ACMF website at www.theacmf.org.For media queries, please contact: Securities and Exchange Commission, Thailand1. Ms. Julawadee WorasakyothinDirector of Strategy and International
entitled to seek the court's order to revoke the resolution found to be in contravention of the law or governing regulations;(3) Enhancing supervision over the SET in line with international standards