the company’s operating loss in the third quarter of 2019, resulting in the net loss of 266.30 million baht, the highest loss since the SET listing of SQ securities on 26 October 2016. The loss was
. Other employees involved in this incident were also disciplined by TMB for failing to comply with bank’s operating procedures. In considering the appropriate administrative sanction, SEC takes into
governance best practice, good operating results or compliance with other rules and regulations imposed on listed companies. Therefore, this praise should not be a reference in the assessments of other
Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives
] · Providing the trespass monitoring system and abnormally operating system via the network system whereas it shall monitor consistently the following matter at least [M] · Attempt to trespass via the network
internal network and external network [M] o Providing the trespass monitoring system and abnormally operating system via the network system whereas it shall monitor consistently the following matter at least
house approved by the SEC or by a person granted an exemption in accordance with the Law on Securities and Exchange for operating a clearing house without license, either directly or through a third party
system provided by a clearing house approved by the SEC or by a person granted an exemption in accordance with the Law on Securities and Exchange for operating a clearing house without license, either
sandbox , but only within the units or departments operating under regulatory sandbox . Clause 3 In the case where a person having the following qualifications intends to participate in a regulatory sandbox
within the units or departments operating under regulatory sandbox. Clause 3 In the case where a person having the following qualifications intends to participate in a regulatory sandbox, the person shall