SEC Search

: Equal score to last year?s assessment due, in part, to little progress on regulatory reform over the past two years. In addition, the SEC and the Stock Exchange of Thailand (SET) were advised to enhance

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4720

SEC launches new CG Code, a milestone toward capital market sustainability

organizations, i.e., the Stock Exchange of Thailand (SET), the Federation of Accounting Professions under the Royal Patronage, the Thai Institute of Directors, the Thai Listed Companies Association, the MAI

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7079

SEC files a complaint against former TRITN executives and their associates for dishonest acts and missappropriation of company assets

has caused the aforesaid persons to be liable to have untrustworthy characteristics as director or executive, and prohibited characteristics of director or executive of listed company on the Stock

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6675

SEC supports institutional investors? proxy voting guidelines

Jotikasthira, President of the Stock Exchange of Thailand (SET) said that ?The SET is delighted to support institutional investors? announcement of proxy voting guidelines at shareholders? meetings. Emphasizing

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5335

SEC seeks public comments on principles for the establishment and regulatory framework of crypto ETFs in Thailand

shall be listed and traded exclusively on the Stock Exchange, and additional investor protection measures shall be implemented, such as investor education initiatives, confirmation of investors

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12734

HouseStyle

obligation: 27 October 2020 2.1 (√ ) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai Securities company Foreign Securities company Big lot (please specify

https://web-r246-api.sec.or.th/api/forms/pdf/publish/5f9949e47a44d0298c5d6e29

HouseStyle

obligation: 30 October 2020 2.1 (✔) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai Securities company Foreign Securities company Big lot (please specify

https://web-r246-api.sec.or.th/api/forms/pdf/publish/5f9bf18c736c673100bc2843

HouseStyle

obligation: 23 November 2020 2.1 ( ) Acquisition (✔) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai Securities company Foreign Securities company Big lot (please specify

https://web-r246-api.sec.or.th/api/forms/pdf/publish/5fbe09c65a6c972d40f1a41a

HouseStyle

obligation: 30 November 2020 2.1 ( ) Acquisition (✔) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai Securities company Foreign Securities company Big lot (please specify

https://web-r246-api.sec.or.th/api/forms/pdf/publish/5fc74cb37fa39d17642b68af

HouseStyle

obligation: 25 December 2020 2.1 ( ) Acquisition (✔) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai Securities company Foreign Securities company Big lot (please specify

https://web-r246-api.sec.or.th/api/forms/pdf/publish/5fe9a6d3ee3eef170c0ad516