examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time
trading services for privacy coins to enable monitoring of the executed transactions in the system. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=690
and executing of customer’s derivatives trading order, containing at least the details of transactions executed by it for the customer from the time the order is taken until the transaction is completed
transaction date วิธีทำรายการ3 Method of transaction ทำรายการผ่าน บล. …….. Transaction executed by (Specify broker’s name) หากเป็นการซื้อขายหลักทรัพย์ โดยวางหลักประกัน ให้ระบุด้วย 4 (Specify margin account if
after transaction date วิธีท ารายการ3 Method of transaction ท ารายการผา่น บล. …….. Transaction executed by (Specify broker’s name) หากเป็นการซ้ือขาย หลกัทรัพย ์ โดยวางหลกัประกนั ให้ระบุดว้ย 4 (Specify
. In case of the complaint received by the securities company from a customer and relating to duties executed by its agent, the securities companies shall send such complaint to the agent to find a
of the complaint received by the securities company from a customer and relating to duties executed by its agent, the securities companies shall send such complaint to the agent to find a solution
the transaction: 1. Transaction date After approval by the Company’s Board of Directors which is expected to be executed by 31 December 2019 2. Counterparty and related-party Invested Company : to be